Certificate IV in Finance and Mortgage Broking

Qualification Description

The Certificate IV in Finance and Mortgage Broking will deliver the skills and specialist knowledge needed to operate as successful and effective finance or mortgage broker. This course has been tailored to provide the industry skills you’ll need to identify client needs, present broking options and prepare loan applications. You’ll also learn how to ensure compliance with financial services regulations, industry codes of practices, and the skills to ethically sell financial products and services.

Total units of competency

To achieve this qualification, competency must be demonstrated in: 12 units of competency: 8 Core units and 4 Elective units.

Click here to download the course structure.

Occupational titles may include:

  • Mortgage administration assistant
  • Lending officer
  • Loan underwriter
  • Client service officer
  • Finance broking practice manager

Course fee


Entry Requirements

There are no entry requirements for this qualification.

Course duration

Upto 12 months


This course holds National Accreditation under the Australian Qualification Framework (AQF).

Career Pathway

The further study pathways available to students who undertake this course include:

FNS50320 – Diploma of Finance and Mortgage Broking Management


Student can have reassessments of NYC (Not Yet Competent) at no charge.